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Components of an Effective Compliance Program

 

Components of an Effective Compliance Program means those components as defined by Chapter 8 of the Guidelines Manual of the U.S. Sentencing Commission and the various guidance documents published by federal government agencies.  Those components include, at a minimum:

* written policies;
* select and empower the appropriate personnel with authority;
* communicate essential information to appropriate audiences;
* oversight mechanisms;
* system of incentives and disincentives; and
* respond to incidents in order to reduce recurrence.

 
                        Rosalind Franklin University of Medicine and Science - 3333 Green Bay Rd, North Chicago, IL 60064    (847) 578-3000